A complaint filed by the Staff against Charles Kochel and Yield Wealth concerning violations of the Arkansas Securities Act and Rules of the Arkansas Securities Commissioner.
TIMOTHY ALONZA LILLY, BLW DEBT RESOLUTION LLC and RENU by BNT, LLC
03/21/2017
A request for a cease and desist order filed in connection with unregistered activity and securities fraud committed in violation of the Arkansas Securities Act.
LAMARCUS RHASHAUN COLEMAN; AUGUSTUS CAPITAL MANAGEMENT, LLC; AND COLEMAN & CO., LLC
03/07/2017
A request for cease and desist order filed in connection with alleged unregistered activity and securities fraud committed in violation of the Arkansas Securities Act.
RICHARD BLAIR, and WEALTH SOLUTIONS, INC.
01/09/2017
A request for a cease and desist order directing the respondents to cease and desist all investor advisory activity in the state of Arkansas until such time that they are properly registered under the Arkansas Securities Act.
JOE DON TREECE
12/16/2016
A request for an order to revoke the registration and imposition of fines against Joe Don Treece for alleged violations of the Arkansas Securities Act.
TALON CAPITAL, LLC., TALON CAPITAL, LP, and CHARLES BAILEY FERRILL, JR.
09/12/2016
A request for a cease and desist order against Talon Capital, LLC, Talon Capital, LP, and Charles Bailey Ferrill, Jr. in connection with alleged violations of the Arkansas Securities Act.
JEFFERY SMITH and FOUR CORNERS MANAGEMENT, LLC
08/15/2016
A request for a cease and desist order against Jeffrey Smith and Four Corners Management, LLC in connection with alleged violations of the Arkansas Securities Act.
DRAGONFLY INDUSTRIES INTERNATIONAL, LLC and JODY DOUGLAS DAVIS
08/11/2016
A request for a cease and desist order against Dragonfly Industries International, LLC and its chief executive officer, Jody Douglas Davis, finding the sale of unregistered securities, the employment of an unregistered agent of the issuer and securities fraud.
CHASTAIN FINANCIAL, LLC and CARLA L. CHASTAIN
03/16/2016
A request for a cease and desist order against Carla L. Chastain and Chastain Financial, LLC filed in connection with alleged violations of the Arkansas Securities Act.