Request for a cease and desist order in connection with violations of the Arkansas Securities Act.
DUNWELL CORPORATION, and PRESTON ENERGY, INC.
12/13/2012
Request for cease and desist order in connection with violations of the Arkansas Securities Act with 4 exhibits attached.
UNITED STATES OIL&GAS CORP; OMAR PLUMMER; ALEX TAWSE
12/04/2012
Request for cease and desist order in connection with violations of the Arkansas Securities Act.
BRETT IAN FRIEDBERG
11/30/2012
A complaint file by the Staff in connection with alleged violations of the Arkansas Securities Act.
JADE ASSET ADVISORS
11/29/2012
Request for a cease and desist order in connection with violations Arkansas Securities Act.
BROWN DOG FINANCIAL, LLC
11/08/2012
Request for a cease and desist order in connection with violations of the Arkansas Securities Act.
JOHN THOMAS FINANCIAL, INC.
09/19/2012
Complaint filed in connection with violations of the Arkansas Securities Act.
FIRST SECURITY BANK, TRUSTEE V. BAMCO GAS, LLC
08/29/2012
A. Heath Abshure, Arkansas Securities Commissioner, filed a motion in the Circuit Court of Pulaski County, Arkansas, in the case of First Security Bank, Trustee v. Bamco Gas, LLC, Case No. CV-09-3281, to withdraw his Motion to Allow Limited Intervention filed on July 3, 2012, in the ongoing matter.
WALLACE J. LETTRELL, JR., TO LOVE GOD, LLC, d/b/a POP-N-SHOTS, and THE LITTRELL GROUP
08/03/2012
Request for cease and desist order in connection with violations of the Arkansas Securities Act.