A request for cease and desist order filed in connection with alleged unregistered activity committed in violation of the Arkansas Securities Act.
THE BULLION GROUP, INC.; and LUIS MANUEL PINEDA
08/28/2015
A request for cease and desist order filed in connection with alleged violations of the Arkansas Securities Act.
TIMOTHY ALONZA LILLY and BLW DEBT RESOLUTION, LLC
08/20/2015
A request for cease and desist order concerning violations of the Arkansas Securities Act and Rules of the Arkansas Securities Commissioner.
MEGGATEL CORPORATION, WILLIAM W. EVANS, and ARNON C. BOYD
08/11/2015
A request for cease and desist order concerning violations of the Arkansas Securities Act and Rules of the Arkansas Securities Commissioner.
THE BULLION GROUP, INC.; and LUIS MANUEL PINEDA
06/09/2015
A request for cease and desist order filed in connection with alleged unregistered activity committed in violation of the Arkansas Securities Act.
INTERACTIVE DIGITAL SYSTEMS, LLC; AD-MAR, LLC; DENNIS F. ROBINSON; and JAN RICHEY ROBINSON
05/29/2015
A request for cease and desist order filed in connection with alleged violations of the Arkansas Securities Act.
IVOL R. GREEN, ENTERPRISE WORLD TRUST, LLC, GATEKEEPER INVESTMENT GROUP, LLC, JAMES W. STRICKHAUSEN, DAVID E. EVANS and LAMECH KAMUZA
03/18/2015
A motion to amend the cease and desist order issued on November 25, 2014, in which the Staff of the Arkansas Securities Department withdrew its request for a fine and moved to amend the November 2014 order to remove any reference to the request for a fine.
ST. BERNARD FINANCIAL SERVICES, INC.; and ROBERT KEENAN, JR.
03/04/2015
A complaint filed by the Staff against St. Bernard Financial Services, Inc. and Robert Keenan, Jr. concerning violations of the Arkansas Securities Act and Rules of the Arkansas Securities Commissioner.
IVOL R. GREEN, ENTERPRISE WORLD TRUST, LLC, GATEKEEPER INVESTMENT GROUP, LLC, JAMES W. STRICKHAUSEN, DAVID E. EVANS and LAMECH KAMUZA
11/13/2014
An amended request filed by the staff of the Arkansas Securities Department (Staff) for a cease and desist order finding violations of the Arkansas Securities Act (Act) and ordering that the respondents cease and desist from activity constituting violations of the Act. The request asks that all the respondents be found to have offered or sold unregistered securities issued by Enterprise World Trust, LLC (EWT), that Gatekeeper Investment Group, LLC (Gatekeeper) be found to have acted as an unregistered broker-dealer, that James W. Strickhausen and David E. Evans be found to have acted as unregistered agents of Gatekeeper, that Lamech Kamuza be found to have acted as an unregistered agent of the issuer, EWT, and that Green and EWT be found to have committed securities fraud. The request also contains the Staff’s request to assess fines against Green totaling $100,000.