A. Heath Abshure, Arkansas Securities Commissioner, filed a Complaint against Interactive Digital Systems, LLC; RMI Group, LLC; Dennis F. Robinson; and Jan Richey Robinson in the Circuit Court of Pulaski County, Arkansas.
INTERACTIVE DIGITAL SYSTEMS, LLC; RMI GROUP, LLC; DENNIS F. ROBINSON; and JAN RICHEY ROBINSON
04/25/2013
VFG, LLC f/k/a VOYAGER FINANCIAL GROUP, LLC, ANDREW GAMBER, KEVIN MCNAY, ROBERT HENRY, and JONATHAN SHEETS
04/22/2013
Request for cease and desist order in connection with violations of the Arkansas Securities Act.
THOMAS E. JAMES; TJAMES INVESTMENT SERVICES
04/18/2013
A. Heath Abshure, Arkansas Securities Commissioner, filed a Complaint for Ex Parte Temporary Restraining Order and Other Relief against Thomas E. James and TJames Investment Services in the Circuit Court of Pulaski County, Arkansas.
R.D. MYERS DEVELOPMENT, INC. and RODNEY MYERS
02/21/2013
Request for cease and desist order in connection with violations of the Arkansas Securities Act.
MONEY IN THE BANK, INC., SUN VEST, LLC, and JAMES B. BANNING
02/20/2013
Request for a cease and desist order in connection with violations of the Arkansas Securities Act.
DUNWELL CORPORATION, and PRESTON ENERGY, INC.
12/13/2012
Request for cease and desist order in connection with violations of the Arkansas Securities Act with 4 exhibits attached.
UNITED STATES OIL&GAS CORP; OMAR PLUMMER; ALEX TAWSE
12/04/2012
Request for cease and desist order in connection with violations of the Arkansas Securities Act.
BRETT IAN FRIEDBERG
11/30/2012
A complaint file by the Staff in connection with alleged violations of the Arkansas Securities Act.
JADE ASSET ADVISORS
11/29/2012
Request for a cease and desist order in connection with violations Arkansas Securities Act.