A request for a cease and desist order against Keith R. Wingad and two partnerships named TAATS and TAATS3.
MARK CHRISTOPHER MADISON
06/02/2010
A complaint filed by the Department seeking revocation of broker-dealer agent and investment adviser representative registrations of Mark Christopher Madison.
TOM D. FLORES
06/02/2010
A request for a cease and desist order concerning unlicensed mortgage loan activity.
P-R-E, LLC d/b/a PHOENIX RENEWABLE ENERGY and STEPHEN R. WALKER
05/07/2010
A request for a cease and desist order against P-R-E, LLC d/b/a Phoenix Renewable Energy and Stephen R. Walker for the sale and/or offer of unregistered securities.
RODNEY CALLAWAY, HERITAGE CORNER, LTD., and HERITAGE FUNDING GROUP, INC.
03/25/2010
A. Heath Abshure, Arkansas Securities Commissioner, filed a complaint in Circuit Court of Pulaski County, Arkansas against Rodney Callaway, Heritage Corner, Ltd., and Heritage Funding Group, Inc.
MICHAEL DANIEL GARDNER AND GARDNER INSURANCE AGENCY, INC.
03/22/2010
A. Heath Abshure, Arkansas Securities Commissioner, filed a complaint in the Circuit Court of Pulaski County, Arkansas against Michael Daniel Gardner and Gardner Insurance Agency, Inc. requesting an injunction as well as disgorgement and a civil fine.
LARRY WAYNE ZIEGLER (AKA ZIG ZIEGLER), TROY DEE TRUVILLION, and PHOENIX PERFORMANCE ENHANCEMENT GROUP
02/23/2010
A. Heath Abshure, Arkansas Securities Commissioner, filed a complaint in Circuit Court of Pulaski County, Arkansas against Zig Ziegler, Troy Truvillion, and Phoenix Performance Enhancement Group alleging securities fraud and the offer and sale of unregistered, non-exempt securities.
GREENLEAF COMPANIES, LLC
01/22/2010
Amended request for a cease and desist order concerning unlicensed mortgage loan activity. To view the order click here.
DISCOUNT MORTGAGE RELIEF
01/08/2010
A request for a cease and desist order concerning unlicensed mortgage loan activity.