A complaint filed by the Staff against Stewart McGehee and McGehee Capital Management, Inc. concerning violations of the Arkansas Securities Act and Rules of the Arkansas Securities Commissioner.
Pro Options Elite and Charles Louis Bittman
04/09/2020
Request for cease and desist order concerning fraudulent and unregistered investment adviser activity and fraud in the offer or sale of securities by one unregistered to offer or sell securities.
Metals.com A/K/A TMTE Inc. A/K/A Chase Metals, Inc. A/K/A Chase Metals, LLC
03/09/2020
Request for cease and desist order concerning the sale of fraudulent, unregistered securities.
Fayne Trucking, LLC and Maurice Fayne
03/09/2020
Request for cease and desist order concerning the sale of fraudulent, unregistered securities.
Henry Cooper and Network Trade, LLC
01/09/2020
Request for cease and desist order concerning the sale of fraudulent, unregistered securities.
Hannover House, Inc.; D. Frederick Shefte; and Eric F. Parkinson
10/08/2019
A request for cease and desist order filed against the Respondents in connection with alleged unregistered securities activity and securities fraud committed in violation of the Arkansas Securities Act.
Social Automotive Management Services, LLC Social, Inc.; and Adam B. Sharp
08/29/2019
A request for cease and desist order filed against the Respondents in connection with alleged unregistered securities activity and securities fraud committed in violation fo the Arkansas Securities Act.
Chastain Financial, LLC, Carla Chastain and Stephen B. Chastain
08/02/2019
A request for a cease and desist order ordering Chastain Financial, LLC, Carla Chastain and Stephen B. Chastain to cease and desist all activities constituting acting as an unregistered investment adviser, acting as an unregistered investment adviser representative and committing securities fraud.
Hot Coe Coe a/k/a Diclops.com
03/26/2019
Request for a cease and desist order concerning the offer for sale of unregistered, non-exempt securities through the use of omissions and misstatements of material facts.