Pleadings

A request for cease and desist order filed in connection with alleged unregistered activity committed in violation of the Arkansas Securities Act.

A request for cease and desist order filed in connection with alleged violations of the Arkansas Securities Act.

A motion to amend the cease and desist order issued on November 25, 2014, in which the Staff of the Arkansas Securities Department withdrew its request for a fine and moved to amend the November 2014 order to remove any reference to the request for a fine.

A complaint filed by the Staff against St. Bernard Financial Services, Inc. and Robert Keenan, Jr. concerning violations of the Arkansas Securities Act and Rules of the Arkansas Securities Commissioner.

An amended request filed by the staff of the Arkansas Securities Department (Staff) for a cease and desist order finding violations of the Arkansas Securities Act (Act) and ordering that the respondents cease and desist from activity constituting violations of the Act. The request asks that all the respondents be found to have offered or sold unregistered securities issued by Enterprise World Trust, LLC (EWT), that Gatekeeper Investment Group, LLC (Gatekeeper) be found to have acted as an unregistered broker-dealer, that James W. Strickhausen and David E. Evans be found to have acted as unregistered agents of Gatekeeper, that Lamech Kamuza be found to have acted as an unregistered agent of the issuer, EWT, and that Green and EWT be found to have committed securities fraud. The request also contains the Staff’s request to assess fines against Green totaling $100,000.

Complaint filed for revocation of registration and fine concerning multiple violations of the Arkansas Securities Act and Rules of the Arkansas Securities Commissioner.

Request for a cease and desist order ordering Riverside Lease, LLC, Schafer Financial Services, Schafer Financial and Terina Carney aka Terina Humphrey aka Terina Schafer (“Carney”) to cease all activities in connection with the offer and sale of unregistered securities and for Carney to cease all fraudulent acts.

Request for cease and desist order concerning the sale of unregistered securities and securities fraud.

A request for cease and desist order filed in connection with alleged unregistered broker-dealer agent activity committed in violation of the Arkansas Securities Act.