Advisors Disciplined Trust 444 (Advisors Corporate Trust – Navellier/Dial High Income Opportunities Portfolio, Series 9)
Document ID: S-10-0108-11-OR01
Consent order entered against a unit investment trust violating Ark. Code Ann. § 23-42-509 by failing to file an amendment increasing the amount of securities proposed to be offered in Arkansas until after the sales were made.