Legal Docs

CARR MILLER CAPITAL, LLC; CAPITAL MARKETS ADVISORY, LLC, f/k/a CARR MILLER CAPITAL INVESTMENTS, LLC; EVERETT CHARLES FORD MILLER; and BRIAN PATRICK CARR

Amended request for a cease and desist order finding that Carr Miller Capital, LLC, and Everett Charles Ford Miller offered and sold unregistered securities, and finding that Capital Markets Advisory, LLC, f/k/a Carr Miller Capital Investments, LLC, and Brian Patrick Carr transacted business as an unregistered broker-dealer in offering and selling unregistered securities as the agent of Carr Miller Capital, LLC, and ordering that all respondents cease and desist from such activities.