Edward D. Jones & Co., L.P.
Document ID: S-23-0013-23-OR01
A Consent Order entered against Edward Jones (CRD# 250) in connection with failing to establish and maintain a system to supervise the activities of its broker-dealer agents that is reasonably designed to achieve compliance with securities laws and regulations, including the establishment and maintenance of written procedures, pursuant to the Arkansas Securities Act, Ark. Code Ann. §§ 23-42-301(f), and Rule 301.01(c)(2) of the Rules of the Arkansas Securities Commissioner.