facebook
twitter
linkedin

(800) 981-4429

Email Us

Sentinel Advisors, LLC and Adam C. Smith

A Consent Order revoking the investment adviser registration of Sentinel Advisors, LLC (CRD No. 291606), and investment adviser representative registration of Adam C. Smith (CRD No. 4542903), for violations of the Arkansas Securities Act and Rules of the Arkansas Securities Commissioner for failures to disclose felony arrests and a resultant plea agreement in public disclosure documents filed with the Department.

Powered by Lapero