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TRENT A. DODDS

A consent order entered in connection with acting as an unregistered investment adviser ( a violation of Ark. Code Ann. §§ 23-42-304(a)) and engaging in an act, practice or course of business that operates or would operate as a fraud or deceit upon another person (violations of Ark. Code Ann. §§ 23-42-307(2) and 23-42-507(3)).

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