LPL Financial LLC
Arkansas Securities Commissioner, B. Edmond Waters, issues a press release regarding the entry of a consent order with LPL Financial LLC for a $499,000 settlement involving sales of unregistered, non-exempt securities.
Arkansas Securities Commissioner, B. Edmond Waters, issues a press release regarding the entry of a consent order with LPL Financial LLC for a $499,000 settlement involving sales of unregistered, non-exempt securities.