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Archive: June 2024

ARKANSAS SECURITIES DEPARTMENT MARKS WORLD ELDER ABUSE AWARENESS DAY 2024

Promotes Awareness of Mobile Investment App Scams to Older Americans June 14, 2024 — In recognition...

<img width="450" height="270" data-src="https://securities.arkansas.gov/wp-content/uploads/2022/07/AdobeStock_165849349-1-1.jpg" class="attachment-medium size-medium lazyload" alt="" src="data:image/gif;base64,R0lGODlhAQABAAAAACH5BAEKAAEALAAAAAABAAEAAAICTAEAOw==" style="--smush-placeholder-width: 450px; --smush-placeholder-aspect-ratio: 450/270;" /><noscript><img width="450" height="270" data-src="https://securities.arkansas.gov/wp-content/uploads/2022/07/AdobeStock_165849349-1-1.jpg" class="attachment-medium size-medium lazyload" alt="" src="data:image/gif;base64,R0lGODlhAQABAAAAACH5BAEKAAEALAAAAAABAAEAAAICTAEAOw==" style="--smush-placeholder-width: 450px; --smush-placeholder-aspect-ratio: 450/270;" /><noscript><img width="450" height="270" data-src="https://securities.arkansas.gov/wp-content/uploads/2022/07/AdobeStock_165849349-1-1.jpg" class="attachment-medium size-medium lazyload" alt="" src="data:image/gif;base64,R0lGODlhAQABAAAAACH5BAEKAAEALAAAAAABAAEAAAICTAEAOw==" style="--smush-placeholder-width: 450px; --smush-placeholder-aspect-ratio: 450/270;" /><noscript><img width="450" height="270" src="https://securities.arkansas.gov/wp-content/uploads/2022/07/AdobeStock_165849349-1-1.jpg" class="attachment-medium size-medium" alt="" />

Arkansas Securities Department enters consent order with Abra over cryptocurrency violations

LITTLE ROCK, Ark. (June 13, 2024)— The Arkansas Securities Department (“Department”), as part of a working...

Arkansas Securities Department Highlights Proactive Investor Protection Tips for Financial Capability Month

April 1, 2024 – Securities Commissioner Susannah T. Marshall encourages investors in Arkansas to utilize the...

<img width="450" height="270" data-src="https://securities.arkansas.gov/wp-content/uploads/2022/07/AdobeStock_165849349-1-1.jpg" class="attachment-medium size-medium lazyload" alt="" src="data:image/gif;base64,R0lGODlhAQABAAAAACH5BAEKAAEALAAAAAABAAEAAAICTAEAOw==" style="--smush-placeholder-width: 450px; --smush-placeholder-aspect-ratio: 450/270;" /><noscript><img width="450" height="270" data-src="https://securities.arkansas.gov/wp-content/uploads/2022/07/AdobeStock_165849349-1-1.jpg" class="attachment-medium size-medium lazyload" alt="" src="data:image/gif;base64,R0lGODlhAQABAAAAACH5BAEKAAEALAAAAAABAAEAAAICTAEAOw==" style="--smush-placeholder-width: 450px; --smush-placeholder-aspect-ratio: 450/270;" /><noscript><img width="450" height="270" data-src="https://securities.arkansas.gov/wp-content/uploads/2022/07/AdobeStock_165849349-1-1.jpg" class="attachment-medium size-medium lazyload" alt="" src="data:image/gif;base64,R0lGODlhAQABAAAAACH5BAEKAAEALAAAAAABAAEAAAICTAEAOw==" style="--smush-placeholder-width: 450px; --smush-placeholder-aspect-ratio: 450/270;" /><noscript><img width="450" height="270" src="https://securities.arkansas.gov/wp-content/uploads/2022/07/AdobeStock_165849349-1-1.jpg" class="attachment-medium size-medium" alt="" />

Arkansas Securities Department joins $1.5 million multistate securities settlement against crypto platform, TradeStation

Little Rock, Ark. (February 7, 2024) – The Arkansas Securities Department (ASD) has joined a multistate...

<img width="450" height="270" data-src="https://securities.arkansas.gov/wp-content/uploads/2022/07/AdobeStock_165849349-1-1.jpg" class="attachment-medium size-medium lazyload" alt="" src="data:image/gif;base64,R0lGODlhAQABAAAAACH5BAEKAAEALAAAAAABAAEAAAICTAEAOw==" style="--smush-placeholder-width: 450px; --smush-placeholder-aspect-ratio: 450/270;" /><noscript><img width="450" height="270" data-src="https://securities.arkansas.gov/wp-content/uploads/2022/07/AdobeStock_165849349-1-1.jpg" class="attachment-medium size-medium lazyload" alt="" src="data:image/gif;base64,R0lGODlhAQABAAAAACH5BAEKAAEALAAAAAABAAEAAAICTAEAOw==" style="--smush-placeholder-width: 450px; --smush-placeholder-aspect-ratio: 450/270;" /><noscript><img width="450" height="270" data-src="https://securities.arkansas.gov/wp-content/uploads/2022/07/AdobeStock_165849349-1-1.jpg" class="attachment-medium size-medium lazyload" alt="" src="data:image/gif;base64,R0lGODlhAQABAAAAACH5BAEKAAEALAAAAAABAAEAAAICTAEAOw==" style="--smush-placeholder-width: 450px; --smush-placeholder-aspect-ratio: 450/270;" /><noscript><img width="450" height="270" src="https://securities.arkansas.gov/wp-content/uploads/2022/07/AdobeStock_165849349-1-1.jpg" class="attachment-medium size-medium" alt="" />

Arkansas and 43 state regulators settle with ACI Payments Inc. for unauthorized transactions from Mr. Cooper customer accounts

State regulators and state attorneys general levy combined fines of $20 million for data misuse impacting...

Immediate steps for firms to take regarding TD Ameritrade transition to Charles Schwab & Co., Inc.

Little Rock, AR – September 5, 2023 – The Arkansas Securities Department (“Department”) is issuing this Adviser Alert...

<img width="450" height="270" data-src="https://securities.arkansas.gov/wp-content/uploads/2022/07/AdobeStock_165849349-1-1.jpg" class="attachment-medium size-medium lazyload" alt="" src="data:image/gif;base64,R0lGODlhAQABAAAAACH5BAEKAAEALAAAAAABAAEAAAICTAEAOw==" style="--smush-placeholder-width: 450px; --smush-placeholder-aspect-ratio: 450/270;" /><noscript><img width="450" height="270" data-src="https://securities.arkansas.gov/wp-content/uploads/2022/07/AdobeStock_165849349-1-1.jpg" class="attachment-medium size-medium lazyload" alt="" src="data:image/gif;base64,R0lGODlhAQABAAAAACH5BAEKAAEALAAAAAABAAEAAAICTAEAOw==" style="--smush-placeholder-width: 450px; --smush-placeholder-aspect-ratio: 450/270;" /><noscript><img width="450" height="270" data-src="https://securities.arkansas.gov/wp-content/uploads/2022/07/AdobeStock_165849349-1-1.jpg" class="attachment-medium size-medium lazyload" alt="" src="data:image/gif;base64,R0lGODlhAQABAAAAACH5BAEKAAEALAAAAAABAAEAAAICTAEAOw==" style="--smush-placeholder-width: 450px; --smush-placeholder-aspect-ratio: 450/270;" /><noscript><img width="450" height="270" src="https://securities.arkansas.gov/wp-content/uploads/2022/07/AdobeStock_165849349-1-1.jpg" class="attachment-medium size-medium" alt="" />

Arkansas Securities Department announces refunds for clients of precious metals firm

LITTLE ROCK, Ark. (Aug. 31, 2023) — The Arkansas Securities Department (ASD), along with securities regulators...

Consumer Alert – BlockFi Trading, LLC

BlockFi Inc. and related entities, including BlockFi Trading, LLC filed for Chapter 11 bankruptcy protection in...

<img width="450" height="270" data-src="https://securities.arkansas.gov/wp-content/uploads/2022/07/AdobeStock_165849349-1-1.jpg" class="attachment-medium size-medium lazyload" alt="" src="data:image/gif;base64,R0lGODlhAQABAAAAACH5BAEKAAEALAAAAAABAAEAAAICTAEAOw==" style="--smush-placeholder-width: 450px; --smush-placeholder-aspect-ratio: 450/270;" /><noscript><img width="450" height="270" data-src="https://securities.arkansas.gov/wp-content/uploads/2022/07/AdobeStock_165849349-1-1.jpg" class="attachment-medium size-medium lazyload" alt="" src="data:image/gif;base64,R0lGODlhAQABAAAAACH5BAEKAAEALAAAAAABAAEAAAICTAEAOw==" style="--smush-placeholder-width: 450px; --smush-placeholder-aspect-ratio: 450/270;" /><noscript><img width="450" height="270" data-src="https://securities.arkansas.gov/wp-content/uploads/2022/07/AdobeStock_165849349-1-1.jpg" class="attachment-medium size-medium lazyload" alt="" src="data:image/gif;base64,R0lGODlhAQABAAAAACH5BAEKAAEALAAAAAABAAEAAAICTAEAOw==" style="--smush-placeholder-width: 450px; --smush-placeholder-aspect-ratio: 450/270;" /><noscript><img width="450" height="270" src="https://securities.arkansas.gov/wp-content/uploads/2022/07/AdobeStock_165849349-1-1.jpg" class="attachment-medium size-medium" alt="" />

Gov. Sanders appoints Susannah Marshall as Commissioner of the Arkansas Securities Department

LITTLE ROCK, Ark. (August 11, 2023) – Governor Sarah Huckabee Sanders has appointed Susannah Marshall as...

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