FTC Issues List of Top Scams of 2022
Please click the following link for further details and a full listing of the FTC’s top...
Securities Renewals 2023
Annual Registration Renewal Fees Due Securities dealer and investment adviser registrations and notice filings for investment...
Arkansas Securities Department Publishes New Investment Adviser Guide to Help Firms Stay in Compliance
The Arkansas Securities Department (“Department”) has released an Investment Adviser Guide to assist state-registered investment adviser...
Financial Advice via Social Media: The Rise of the “Finfluencer”
The Arkansas Securities Department has issued a new investor advisory entitled “Financial Advice via Social Media: ...
New Website Launch Announcement!
Welcome to the new website for the Arkansas Securities Department! After months of collaboration from our...