Emerging Scam Alert: Investment Education Foundations
Arkansas Securities Department Warns of Emerging Cryptocurrency Scams Involving Fake “Investment Education Foundations” and AI Bots...
Arkansas Securities Department Promotes Financial Literacy Month
In recognition of National Financial Literacy Month, the Arkansas Securities Department (ASD) is reminding investors of...
Top Investor Threats for 2025
The North American Securities Administrators Association (NASAA) has released its annual list of top threats to...
Social Isolation and the Risk of Investment Fraud
The SEC’s Office of Investor Education and Advocacy (OIEA), the Commodity Futures Trading Commission’s Office of...
Arkansas Securities Department joins $106 million multi-state settlement with Vanguard over big tax bills, remediation to investors
LITTLE ROCK, Arkansas – (January 17, 2025) — The Arkansas Securities Department joined a taskforce of...
Arkansas Securities Department joins $80 million enforcement action against Block, Inc., Cash App for BSA/AML violations
LITTLE ROCK, Arkansas (January 15, 2025) – Arkansas and 47 state financial regulatory agencies have taken...
Arkansas Securities Department joins $17 million multi-state enforcement settlement with Edward Jones
Multi-state working group finds supervisory failures with respect to Class A mutual fund shares LITTLE ROCK,...
Arkansas Securities Department joins $20 million multistate data breach settlement with nation’s largest nonbank servicing company
LITTLE ROCK, Ark. (January 8, 2025) – The Arkansas Securities Department and 52 state financial regulatory...
Relationship Investor Scams
The SEC’s Office of Investor Education and Advocacy (OIEA), the Commodity Futures Trading Commission’s Office of...