Arkansas Securities Department joins $106 million multi-state settlement with Vanguard over big tax bills, remediation to investors
LITTLE ROCK, Arkansas – (January 17, 2025) — The Arkansas Securities Department joined a taskforce of...
Arkansas Securities Department joins $80 million enforcement action against Block, Inc., Cash App for BSA/AML violations
LITTLE ROCK, Arkansas (January 15, 2025) – Arkansas and 47 state financial regulatory agencies have taken...
Arkansas Securities Department joins $17 million multi-state enforcement settlement with Edward Jones
Multi-state working group finds supervisory failures with respect to Class A mutual fund shares LITTLE ROCK,...
Arkansas Securities Department joins $20 million multistate data breach settlement with nation’s largest nonbank servicing company
LITTLE ROCK, Ark. (January 8, 2025) – The Arkansas Securities Department and 52 state financial regulatory...
Relationship Investor Scams
The SEC’s Office of Investor Education and Advocacy (OIEA), the Commodity Futures Trading Commission’s Office of...
Updated Nonbank Ransomware Self-Assessment Tool (R-SAT) – Available Now!
Download the updated Nonbank Ransomware Self-Assessment Tool (R-SAT) today to evaluate your institution’s cybersecurity posture. This...
“Registered, Professional” Crypto Trader Scams
Are you interested in investing in cryptocurrencies but don’t know your cold wallets from your hot...
Arkansas Securities Department Marks World Elder Abuse Awareness Day 2024
Promotes Awareness of Mobile Investment App Scams to Older Americans June 14, 2024 — In recognition...
Arkansas Securities Department enters consent order with Abra over cryptocurrency violations
LITTLE ROCK, Ark. (June 13, 2024)— The Arkansas Securities Department (“Department”), as part of a working...