Arkansas and 43 state regulators settle with ACI Payments Inc. for unauthorized transactions from Mr. Cooper customer accounts
State regulators and state attorneys general levy combined fines of $20 million for data misuse impacting...
Arkansas Securities Department joins $13 million multi-state settlement with Raymond James
Little Rock, Ark. (October 9, 2023) – The Arkansas Securities Department (ASD) has joined a $13 million...
Immediate steps for firms to take regarding TD Ameritrade transition to Charles Schwab & Co., Inc.
Little Rock, AR – September 5, 2023 – The Arkansas Securities Department (“Department”) is issuing this Adviser Alert...
Arkansas Securities Department announces refunds for clients of precious metals firm
LITTLE ROCK, Ark. (Aug. 31, 2023) — The Arkansas Securities Department (ASD), along with securities regulators...
Data Compromise Alert
The Arkansas Securities Department is alerting consumers of a recent data compromise of consumer information held...
Consumer Alert – BlockFi Trading, LLC
BlockFi Inc. and related entities, including BlockFi Trading, LLC filed for Chapter 11 bankruptcy protection in...
Gov. Sanders appoints Susannah Marshall as Commissioner of the Arkansas Securities Department
LITTLE ROCK, Ark. (August 11, 2023) – Governor Sarah Huckabee Sanders has appointed Susannah Marshall as...
Arkansas Securities Department joins states in recovery of overcharges
LITTLE ROCK, Ark. (Aug. 3, 2023) — The Arkansas Securities Department (ASD) has announced that investors...
Arkansas Securities Department joins multiple states in $10 million settlement with Robinhood
Date: July 17, 2023 FOR IMMEDIATE RELEASE LITTLE ROCK, Ark. —The Arkansas Securities Department (ASD) has...