Request for no action to enforce registration provisions of the Arkansas Securities Act with respect to the sale of common stock of H.M.I. Recycling & Disposal, Inc under Rule 504.01(a)(12)(k).
INTEGRATED PAYMENT SYSTEMS
10/01/2003
Request for the Department to consider “depository institution agent receivables” from “federally regulated depository institutions” as permissible investments according to Ark. Code Ann. § 23-41-117(b)(1) or Ark. Code Ann. § 23-41-117(b)(2)(H).
FINANCIAL HOLDING COMPANIES
06/06/2003
Response to question pertaining to whether the provisions of Ark. Code Ann. § 23-42-503(a)(3) exempting from Ark. Code Ann. § 23-42-501 and 502 regarding any security issued by and representing an interest in or a debt of any bank organized under the laws of the United States.
AIG LIQUIDITY CORP.
06/06/2003
Request that no action be taken to enforce the registration provisions of the Arkansas Securities Act, Ark. Code Ann. § 23-42-101 as they pertain to the issuance of Liquid Facility Obligations and provide exemption under Ark. Code Ann. § 23-42-503(a)(1)(A).
BIG CYPRESS LAND & TIMBER COMPANY, LLC.
05/14/2003
Request for guidance concerning the issuance of membership interests in Big Cypress Land & Timber Company, LLC. Also, a request for a no action position on the issuance of the membership interests based on Ark. Code. § 23-42-102(15).
GEAC COMPUTER CORPORATION LIMITED
10/16/2002
Request for no action to enforce the Act regarding the issuance of common shares of Geac Computer Corporation Limited in connection with the merger with Extensity, Inc.
FIRST STATE BANKING CORPORATION
09/06/2002
Request for no action position regarding the issuance of common stock, trust preferred securities and buy back agreements between security holders according to Section 4(2) and 18(b)(4)(D) of the Securities Act of 1933.
CHASE MORTGAGE COMPANY
07/05/2002
Request for the Department’s determination that Chase Mortgage Company and Chase Mortgage Company-West are exempt from the registration requirements of the Arkansas Mortgage Loan Company and Loan Broker Act, Ark. Code § 23-39-101.
GENERAL COUNSEL
06/21/2002
Request for opinion on whether or not the business activities of a company in Arkansas require registration pursuant to the Mortgage Loan Company or Loan Broker Act, Ark. Code Ann. § 23-39-101 while operating as a computer loan originator.