An Order entered by the Arkansas Securities Commissioner granting a limited agent registration.
Benjamin S. Roberts
10/10/2024
An Order entered by the Arkansas Securities Commissioner granting a limited agent registration.
Patsy Serrano
08/26/2024
An Order entered by the Arkansas Securities Commissioner granting a limited agent registration.
Christopher Lee Baugh
08/19/2024
A Consent Order granting conditional registration following unauthorized outside business activities in violation of the Arkansas Securities Act and Rules of the Arkansas Securities Commissioner.
Molten Industries Inc.
08/02/2024
A Consent Order entered against an issuer of securities exempt pursuant to Ark. Code Ann. section 23-42-504(a)(13) and Rule 504.01(a)(13)(N) for a late filing with the Department.
GOO Markets LLC
07/31/2024
A Cease and Desist Order directing GOO Markets LLC to immediately cease and desist from perpetrating securities fraud in the offer of securities fraud in the offer of securities as well as to cease and desist from all money transmitter activity in Arkansas until properly licensed and registered.
Leon Moody & Sons Inc.
07/31/2024
A Cease and Desist Order directing Leon Moody & Sons to immediately cease and desist from holding itself out as a licensed mortgage broker as well as to cease and desist from deceiving and defrauding homebuyers by fraudulently using VRML’s license and NMLS number.
Jason Schnackenberg
07/30/2024
An Order entered by the Arkansas Securities Commissioner granting a limited agent registration.
William Fultz
07/30/2024
An Order entered by the Arkansas Securities Commissioner granting a limited agent registration.