An Order entered by the Arkansas Securities Commissioner granting a limited agent registration.
Janelle Doud
07/30/2024
An Order entered by the Arkansas Securities Commissioner granting a limited agent registration.
Colleen Combest
07/30/2024
An Order entered by the Arkansas Securities Commissioner granting a limited agent registration.
CryptoHeap.com
07/03/2024
A Cease and Desist Order directing CryptoHeap.com, an unregistered issuer of securities, to immediately cease and desist from the fraudulent and unregistered offer and sale of securities, as well as to cease and desist from all money transmitter activity in Arkansas until properly licensed and registered.
Michael Brandon Stalcup
06/28/2024
A consent order entered against an investment adviser representative for violations of the Arkansas Securities Act and the Rules of the Arkansas Securities Commissioner related to unsuitable investment advice regarding non-traditional exchange traded products (ETPs).
Payward Ventures, Inc. d/b/a Kraken
06/17/2024
A Consent Order entered in connection with unlicensed money transmitter activity.
Plutus Financial Holdings Inc., Plutus Financial Inc., Plutus Lending LLC, Abra Boost LLC, and William “Bill” Barhydt
06/03/2024
A Consent Order entered in connection with offers and sales of unregistered securities in violation of the Arkansas Securities Act.
Truvian Sciences, Inc. – Series C
04/01/2024
A Consent Order entered against an issuer of securities exempt pursuant to Ark. Code Ann. section 23-42-504(a)(13) and Rule 504.01(a)(13)(N) for a late filing with the Department.
Clarified, Inc. d/b/a Tumble
02/07/2024
A Consent Order entered concerning the failure to file a proof of exemption pursuant to Ark. Code Ann. Section 23-42-504(a)(9) and Rule 504(a)(9)(A).