Cease and Desist Order pertaining to the offer or sale of unregistered securities.
HOPEHILL EQUITY HOLDINGS, INC., ERNESTO W. LETIZIANO, HOPE E. HILLABRAND, BERENS & COMPANY, AND MARC IVAN BERENS
04/02/2003
GULLANE CAPITAL LLC.
03/31/2003
Order excluding corporation from investment adviser definition pursuant to Ark. Code Ann. § 23-42-102(8)(F).
ASSET PLANNING GROUP; CARY H. SPECTOR, PRESIDENT; WORLD CHOICE SECURITIES, INC.; THOMAS H. BRAUN; AND “TONY” KA’REN OUGLOUNTS
03/19/2003
Cease and Desist Order for transacting business as a broker-dealer or agent without being registered.
OAK FOREST FINANCIAL CORPORATION, CONWAY, AR
03/17/2003
Cease and Desist Order and revocation of mortgage loan company registration application.
JODY DAVIS
03/04/2003
Cease and Desist Order issued for Jody Davis to immediately cease and desist from transacting any business of a mortgage loan company or loan broker in Arkansas.
JEFFERSON SURGERY CENTER PLLC
01/22/2003
Order providing a waiver of certain provisions of the exemption pursuant to Ark. Code Ann. § 23-42-504(a)(9).
DIVERSIFIED CAPITAL CORPORATION OF TENNESSEE D/B/A AMERICA’S LENDING CENTER
01/10/2003
Cease and Desist Order and revocation of mortgage loan company exemption from registration pursuant to Ark. Code Ann. § 23-39-306(a)(4).
CRAFTON, TULL & ASSOCIATES
12/13/2002
Order providing a waiver of certain provisions of the exemption pursuant to Ark. Code Ann. § 23-42-504(a)(9).