Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12).
LAWRENCE A. WASCHKA, JR. INNOVATIVE INSIGHTS MANAGEMENT, LLC
09/22/2000
Order excluding individual and corporation from investment adviser definition pursuant to Ark. Code Ann. § 23-42-102(8)(F).
HEARTLAND PHARMACY ALLIANCE, LLC
09/14/2000
Order providing a waiver of certain provisions of the exemption pursuant to Ark. Code Ann. § 23-42-504(a)(9).
BALE AUTOMOTIVE, LLC D/B/A BALE TOYOTA
09/11/2000
Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12).
WESTMINISTER HOLDINGS, LTD., ROBERT HAMMERSTEIN, DONOVAN C. DOUGLAS, COMPCLUBCASINO.COM, INC., AND ALL PERSONS EMPLOYED BY OR OTHERWISE AFFILIATED WITH ANY OF THOSE ENTITIES OR PERSONS
09/07/2000
Cease and Desist Order and denial of exemptions.
GUS BLASS, III
09/06/2000
Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(8).
SOUND-CRAFT SYSTEMS, INC.
08/25/2000
Order providing a transactional exemption from registration pursuant to Ark. Code Ann. 23-42-504(a)(12).
EXEMPTION FOR OFFERS AND SALES OF SECURITIES PURSUANT TO CERTAIN COMPENSATORY BENEFIT PLANS
08/23/2000
Order providing an exemption from registration pursuant to Ark. Code Ann. § 23-42-503(a)(8).
KANSAS CITY LIFE INSURANCE COMPANY
08/22/2000
Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12).