Order directing investigation and empowering officer pursuant to Ark. Code Ann. § 23-42-205.
SOUTHWEST FACTORS, INC.; S.W. FINANCIAL MANAGEMENT, L.L.C.; FUNDING SOURCES SUPPORT, INC.; MIKE MCNEW, PRESIDENT, RON BURKE, AND JOE O’BANION
04/28/1999
MORETTI’S ITALIAN BISTRO, INC.
04/26/1999
Order providing a transactional exception from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12).
MELODY A. MOORE; TIMOTHY MOORE; DEMETRIA MOORE; AND CONGRESS MORTGAGE, L.L.C.; TEXARKANA, TEXAS
04/26/1999
Cease and Desist Order pursuant to Ark. Code Ann. § 23-39-202(b)(1).
BLEACHER BUM SPORTS, L.L.C.
04/21/1999
Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12).
BROKER-DEALERS; INVESTMENT ADVISERS’ BROKER-DEALER AGENTS; AND INVESTMENT ADVISER REPRESENTATIVES USING THE INTERNET FOR GENERAL DISSEMINATION OF INFORMATION ON PRODUCTS AND SERVICES
04/21/1999
Interpretative Order that sets forth the Department’s position regarding individual web sites of agents and when this is not “doing business.”
CAPITOL RESORTS, INC.; CAPITOL RESORTS OF FLORIDA, INC.; CAPITOL COMMUNITIES CORPORATION
04/09/1999
Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12).
ROUND LAKE CO-OP GIN
04/02/1999
Order extending exemption period pursuant to Ark. Code Ann. § 23-42-503(a)(4).
SAF-T-LITS SAFETY SYSTEMS, INC.; TOMMY BARRON; AND DIRECTORS, OFFICERS, EMPLOYEES AND AGENTS
03/26/1999
Cease and Desist Order.
THE PORTLAND BANK
03/24/1999
Order extending exemption period pursuant to Ark. Code Ann. § 23-42-503(a)(3).