Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12).
J.P. TURNER & COMPANY, LLC., STEPHEN CARCATERRA, AND ALL PERSONS EMPLOYED BY OR OTHERWISE AFFILIATED WITH THE RESPONDENTS WHOSE IDENTITY IS UNKNOWN
08/13/1998
Amended Cease and Desist Order for transacting business as a broker-dealer or agent without being registered.
GULF POWER COMPANY
07/16/1998
Order extending exemption period of certain securities pursuant to Ark. Code Ann. § 23-42-503(a)(5).
PROGRESSIVE NATIONAL MORTGAGE COMPANY, LLC.
06/26/1998
Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12).
ARKANSAS WOMEN’S HEALTH CENTER, INC.
06/15/1998
Order providing a transactional exemption pursuant to Ark. Code Ann. § 23-42-504(a)(12).
MASTERS FINANCIAL GROUP, INC.
06/02/1998
Summary Order suspending registration pursuant to Ark. Code Ann. § 23-42-308(c)(1) and Rule 601.07(B).
ZENITH INVESTMENT GROUP DONALD FOSS AND DENNIS EARL WILLIAMS
05/29/1998
Cease and Desist Order for sale of unregistered securities.
CREWS AND ASSOCIATES
05/22/1998
Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12).