Consent order entered against an issuer of covered securities for a late notice filing with the Department.
Licensure of Mandy Ann Montgomery with State Farm Bank, F.S.B.
05/22/2018
Order approving licensure of Mandy Ann Montgomery with State Farm Bank, F.S.B.
Bluebird Sand, LLC, Anthony D. Stewart, F. Waylan Henley, Rebecca L. Henley, and Curtis Blane Johnson
05/18/2018
A consent order entered for sales of unregistered securities and the employment of an unregistered agent of the issuer. The respondents were assessed a fine of $15,000 payable within 30 days of the issuance of the order.
SoundFi Systems, LLC
05/15/2018
Consent order entered against an issuer of covered securities for a late notice filing with the Department.
RealtyShares 346, LLC
05/14/2018
Consent order entered against an issuer of covered securities for a late notice filing with the Department.
Licensure of Samantha Jo Huckabee with State Farm Bank, F.S.B.
05/11/2018
Order approving licensure of Samantha Jo Huchabee with State Farm Bank, F.S.B.
Yousuf Saljooki
04/05/2018
A consent order denying an application for registration as a broker-dealer agent due to a violation of the Arkansas Securities Act.
AFR Brokerage LLC and Antron F. Ramey
03/28/2018
A cease and desist order directing AFR Brokerage LLC and Antron F. Ramey to stop engaging in unregsitered broker-dealer and agent activity and to refrain from committing securities fraud in connection with the offer or sale of any security in Arkansas.
Sniffle Health Inc.
03/16/2018
Consent order entered concerning the failure to file a notice of exemption within 15 days pursuant to Rule 504.01(a)(13)(N).