A consent order entered in connection with violations of the Arkansas Securities Act.
CHARLOTTE JEROME KAISER
08/22/2012
Order approving a limited agent registration for Charlotte Jerome Kaiser.
6717381 CANADA INC. D/B/A SOLIDTRUST PAY
08/16/2012
Consent order entered in connection with unlicensed money transmission activity in violation of the Arkansas Money Services Act.
EAGLE MORTGAGE & FUNDING, LLC
08/16/2012
Failure to timely file the quarterly Mortgage Call Report
MICHAEL WHITE and WHITE INVESTMENT MANAGEMENT
08/14/2012
Consent order entered denying application for registration as investment adviser under the Arkansas Securities Act.
WALLACE J. LITTRELL, JR., TO LOVE GOD, LLC d/b/a POP-N-SHOTS, and THE LITTRELL GROUP
08/06/2012
Cease and desist order entered in connection with the sale of unregistered securities through the use of misstatements and omissions, as well as the misuse of investor’s funds by Littrell.
CONESTOGA SETTLEMENT TRUST
08/02/2012
Consent order entered in connection with a filing violation of the Arkansas Securities Act and Rules of the Arkansas Securities Commissioner as a notice filer for covered securities failed to file its Form D with the Department within the required time frame after the first sale in Arkansas.
HENRY HORACE “BUSTER” GODBEE, III and ALEX LANCE WITTENBURG
07/30/2012
A consent order entered in connection with violations of the Arkansas Securities Act.
AMERICAHOMEKEY, INC.
07/30/2012
Notice of hearing on revocation of the mortgage banker, mortgage broker, and mortgage servicer license of AmericaHomeKey, Inc., and order summarily suspending the mortgage banker, mortgage broker, and mortgage servicer license of AmericaHomeKey, Inc., pending the hearing.