Consent order entered in connection with a filing violation of the Arkansas Securities Act and Rules of the Arkansas Securities Commissioner as a notice filer for covered securities failed to file its Form D with the Department within the required time frame after the first sale in Arkansas.
AFFORDABLE MORTGAGE, LLC
08/05/2011
Consent order entered in connection with Affordable Mortgage LLC’s late filing of an annual report with the Department.
NUMBLEBEE, LLC
08/05/2011
Consent order entered in connection with a filing violation of the Arkansas Securities Act and Rules of the Arkansas Securities Commissioner as a notice filer for covered securities failed to file its Form D with the Department within the required time frame after the first sale in Arkansas.
GPAL, INC. and BENJAMIN P. CANNON
07/26/2011
Order affirming the cease and desist order entered on February 4, 2011, pertaining to violations of the Arkansas Uniform Money Services Act.
NATHAN CALHOUN
07/26/2011
Consent order entered in connection with sales of unregistered MexBank pooled investments in violation of the Arkansas Securities Act.
JAMES B. NUTTER & COMPANY
07/25/2011
Consent order entered in connection with violations of the Arkansas Fair Mortgage Lending Act.
NATURALSHRIMP HOLDINGS, INC.
07/21/2011
Consent order entered in connection with a filing violation of the Arkansas Securities Act and Rules of the Arkansas Securities Commissioner as a notice filer for covered securities failed to file its Form D with the Department within the required time frame after the first sale in Arkansas.
21ST MORTGAGE CORPORATION
07/11/2011
Consent order entered in connection with unlicensed loan officer activity in violation of the Arkansas Fair Mortgage Lending Act.
KRISELL OIL COMPANY, INC. and LEONARD KRISELL
07/06/2011
Consent order entered in connection with violations of the Arkansas Securities Act.