Consent order entered in connection with Allen Mortgage LLC’s late filing of an annual report with the Department.
LEXINGTON KEYSTONE FUND, LLC
07/30/2010
Consent order entered in connection with a filing violation of the Arkansas Securities Act and Rules of the Arkansas Securities Commissioner as a notice filer for covered securities failed to file its Form D with the Department within the required time frame after the first sale in Arkansas.
RELIEF LAW CENTER D/B/A USA LOAN AUDITORS
07/30/2010
An order directing Relief Law Center d/b/a USA Loan Auditors to cease and desist from engaging in unlicensed solicitation to modify or renegotiate an Arkansas resident’s mortgage loan.
SAMUEL C. TALBERT
07/29/2010
Consent order entered in connection with violations of the Arkansas Securities Act and Rules of the Arkansas Securities Commissioner for effecting transactions in unregistered securities; effecting transactions in securities as an unregistered broker-dealer or agent; and refrain from acting as an unregistered investment adviser.
ROBERT E. BRAGG
07/29/2010
Consent order entered in connection with violations of the Arkansas Securities Act and Rules of the Arkansas Securities Commissioner for effecting transactions in unregistered securities; effecting transactions as an unregistered broker-dealer or agent; and refrain from acting as an unregistered investment adviser.
EVERETT FINANCIAL, INC. d/b/a SUPREME LENDING
07/26/2010
Consent order entered in connection with unlicensed mortgage loan officers and branches in violation of the Arkansas Fair Mortgage Lending Act.
W.R. STARKEY MORTGAGE, LLP JASON JAMES CREE, and ROBERT EDWIN STAVELY
07/22/2010
Consent order entered in connection with unlicensed mortgage loan officers and branches in violation of the Arkansas Fair Mortgage Lending Act.
ULTIMATE ESCAPES, INC.
07/21/2010
Consent order entered in connection with a filing violation of the Arkansas Securities Act and Rules of the Arkansas Securities Commissioner as a notice filer for covered securities failed to file its Form D with the Department within the required time frame after the first sale in Arkansas.
KEITH R. WINGAD TAATS and TAATS3
07/14/2010
An order directing Keith R. Wingad to cease and desist acting as an unregistered investment adviser and offering and selling unregistered securities in the form of investments in the TAATS and TAATS3 partnerships.