Order approving licensure of Quicken Loans, Inc., Branch 2860 Harrison Street, Batesville, AR.
Licensure of Quicken Loans, Inc., Branch 2860 Harrison Street Batesville, AR
03/02/2020
Bankers Life and Casualty Company and BLC Financial Services, Inc.
02/11/2020
Consent order to amend Order No. S-12-0134-12OR01 with Bankers Life and Casualty Company and BLC Financial Services, Inc.
Peter A. Hedstrom
01/23/2020
Order entered by the Arkansas Securities Commissioner granting limited agent registration.
Linda Picazzo
01/09/2020
Order entered by the Arkansas Securities Commissioner granting limited agent registration.
Henry Cooper and Network Trade, LLC
01/09/2020
A cease and desist order concerning the sale of fraudulent, unregistered securities.
Nedra Jean Macshane
01/09/2020
Order entered by the Arkansas Securities Commissioner granting limited agent registration.
QVG, LLC
12/19/2019
Consent order entered in connection with violations of the Arkansas Securities Act for unregistered investment adviser activity
Solium Financial Services, LLC
12/03/2019
Consent order entered in connection with violations of the Arkansas Securities Act regarding unregistered activity.
Christopher Schoefield Carlin and Alexander Capital, L.P.
11/20/2019
Consent order entered in connection with violations of the Arkansas Securities Act and Rules of the Arkansas Securities Commissioner regarding unregistered activity