Consent order entered in connection with violations of the Arkansas Securities Act and Rules of the Arkansas Securities Commissioner.
LICENSURE OF DUSTIN DALE DESHAZO. WITH STATE FARM BANK, F.S.B.
09/01/2016
Order approving licensure of Dustin Dale Deshazo with State Farm Bank, F.S.B.
ASCENDENT DIAGNOSTICS, LLC
08/29/2016
Consent order entered against an issuer of covered securities for a late notice filing with the Department.
JEFFERY SMITH and FOUR CORNERS MANAGEMENT, LLC
08/15/2016
A cease and desist order directing the Respondents to cease and desist from offering and/or selling securities to residents of the State of Arkansas until such time as the securities in question and the entities and persons offering and selling the securities are all properly registered under the Arkansas Securities Act and from committing fraud or deceit in connection with the offer or sale of securities in Arkansas.
DRAGONFLY INDUSTRIES INTERNATIONAL, LLC and JODY DOUGLAS DAVIS
08/11/2016
A cease and desist order against Dragonfly Industries International, LLC and its chief executive officer, Jody Douglas Davis, finding the sale of unregistered securities, the employment of an unregistered agent of the issuer and securities fraud.
LICENSURE OF WILLIAM CHARLES EISENHAUER, WITH STATE FARM BANK, F.S.B.
08/09/2016
Order approving licensure of William Charles Eisenhauer with State Farm Bank, F.S.B.
LICENSURE OF KENDALL MEAD HANCOCK, WITH STATE FARM BANK, F.S.B.
08/09/2016
Order approving licensure of Kendall Mead Hancock with State Farm Bank, F.S.B.
LICENSURE OF JUSTIN ALAN RAY WITH STATE FARM BANK, F.S.B.
07/25/2016
Order approving licensure of Justin Alan Ray with State Farm Bank, F.S.B.
GPB AUTOMOTIVE PORTFOLIO, LP
07/22/2016
Consent order entered against an issuer of covered securities for a late notice filing with the Department.