All Orders

A Cease and Desist Order directing Cirkor Inc. to immediately cease and desist from all money transmitter activity in Arkansas until properly licensed.

An order entered by the Arkansas Securities Commissioner granting a limited agent registration.

An Order granting Rush F. Harding III conditional registration as a broker-dealer agent with Carty, Harding & Hearn, Inc.

A Settlement Agreement and Consent Order entered in connection with Sigue Corporation (915912) due to Sigue’s failure to meet financial obligations, including outstanding money transmission obligations.

An Order entered by the Arkansas Securities Commissioner granting a limited agent registration.

A Cease and Desist Order directing Larry Joe Rucker, Seatbeltguard Inc., Guard4Life, and BMS INC. d/b/a Brady Mountain Storage to immediately cease and desist from the fraudulent and misleading offer and sale of unregistered securities in the form of investment contracts to Arkansas Investors.

A Consent Order entered against a broker-dealer agent and investment adviser representative for violation of the Arkansas Securities Act and Rules of the Arkansas Securities Commissioner related to unsuitable recommendations and unethical activity.

A Consent Order entered against Edward Jones (CRD# 250) in connection with failing to establish and maintain a system to supervise the activities of its broker-dealer agents that is reasonably designed to achieve compliance with securities laws and regulations, including the establishment and maintenance of written procedures, pursuant to the Arkansas Securities Act, Ark. Code Ann. §§ 23-42-301(f), and Rule 301.01(c)(2) of the Rules of the Arkansas Securities Commissioner.

A Cease and Desist Order directing WEEX International Exchange LTD to immediately cease and desist all money transmitter activity in Arkansas until properly licensed.