Consent order entered in connection with a filing violation of the Arkansas Securities Act and Rules of the Arkansas Securities Commissioner as a notice filer for covered securities failed to file its Form D with the Department within the required time frame after the first sale in Arkansas.
SOLUTION SOURCE, LLC
09/13/2010
Consent order entered in connection with violations of the Arkansas Fair Mortgage Lending Act pertaining to unlicensed mortgage loan activity.
HENRY LAND & TIMBER, LLC
09/10/2010
Order waiving certain conditions under Ark. Code Ann. § 23-42-504(A)(9).
UNITED FIDELITY FUNDING CORPORATION, LUTHER A. REED, MARTHA Y. EHLEN
09/03/2010
Consent order entered in connection with unlicensed mortgage loan officers and branches in violation of the Arkansas Fair Mortgage Lending Act.
WILLOW BEND MORTGAGE COMPANY
09/01/2010
Consent order entered in connection with Willow Bend Mortgage Company’s late filing of an annual report with the Department.
AGENT AND PRINCIPAL OF A BROKER-DEALER REGISTRATIONS
08/31/2010
Order Limiting Agent and Principal of a Broker-Dealer Registrations to the Scope of the Examination
FREEDOM MORTGAGE CORPORATION
08/23/2010
Consent order entered in connection with unlicensed branch activity by Freedom Mortgage Corporation.
ARIA & ASSOCIATES, INC. “AMERICAN LOAN ASSISTANCE AND ALEX CORTEZ
08/16/2010
Cease and desist order stopping unlicensed and misleading or deceptive mortgage loan activity.
ALLEN MORTGAGE, LLC
08/16/2010
Consent order entered in connection with Allen Mortgage LLC’s late filing of an annual report with the Department.