All Orders

Consent order revoking the mortgage broker license of Boardwalk Mortgage Group, LLC., and accepting the surrender of the loan officer licenses of Samuel Aaron Mitchell and Kevin Ryan Abernathy.

Consent order entered in connection with violations of the Arkansas Securities Act pertaining to providing investment advisory services prior to being registered.

Order to show cause and notice of hearing on civil penalty under allegations that Dartmouth Capital, LLC has violated Ark. Code Ann. § 23-55-401 of the Arkansas Uniform Money Services Act.

Order prescribing registration modifications for November 1, 2008 transition to the NMLS, a nationwide automated licensing system.

Consent order entered in connection with violations of the Arkansas Securities Act pertaining to sales of securities in excess of amounts allowed under exemptions, advertising, and failure to supervise.

Consent Order entered by the Pulaski County Circuit Court ordering Dennis Vinciguerra, D-Val, LLC, and D-Val Construction and Real Estate Investments to disgorge $306,000 and pay a $20,000 fine and permanently enjoining Vinciguerra and his companies from violating the Arkansas Securities Act.

Order waiving certain conditions under Ark. Code Ann. § 23-42-504(A)(9).

Order of the Cleburne County Circuit Court ordering Christopher A. Hogan to disgorge $171,361.25 and pay $50,000 fine within 30 days and permanently enjoining Hogan and his companies Crunkland Records, Ltd., and ROLFund.com from violating the Arkansas Securities Act.

Cease and desist order pertaining to the offer or sale of unregistered securities and from advertising the sale of unregistered securities.