DELEGATION OF DUTIES OF THE SECURITIES COMMISSIONER TO ANN MCDOUGAL, DEPUTY COMMISSIONER
06/18/2007
MADISON FINANCIAL GROUP
06/15/2007
Cease & Desist Order based on evidence obtained by the Department indicating that Madison is acting or attempting to act as a mortgage banker in the state and is fraudulently referencing a mortgage banker license.
US MORTGAGE AND INVESTMENTS
06/13/2007
Consent Order entered into in full settlement of all matters and claims regarding unlicensed mortgage activity pursuant to the Arkansas FMLA, codified at Ark. Code Ann. § 23-39-501.
WESLEY SNODGRASS LICENSE APPLICATION WITHDRAWAL AND SUSPENSION
05/24/2007
Consent Order arising from an application for a license as a mortgage loan officer based on allegations of unlicensed mortgage loan brokering.
DANA CAPITAL GROUP, INC. LICENSE NO. 10197
05/23/2007
Order revoking license based on allegations that the respondent has failed to comply with the qualifications, financial responsibility, character, or general fitness requirements under Ark. Code Ann. § 23-39-505 or bond or net worth requirements of the FMLA.
SWARTHOUT PROPERTIES, LLC
05/21/2007
Order providing a transactional exemption from registration for a proposed restructuring of ownership pursuant to Ark. Code Ann. § 23-42-504(a)(12).
MICAH JEFFREY LINN
05/15/2007
Order to deny the loan officer application of Micah Jeffery Linn under the Arkansas FMLA, Ark. Code Ann. § 23-39-501.
REALTY MORTGAGE CORPORATION AND TODD REYNOLDS, INDIVIDUALLY
05/03/2007
Consent Order entered pursuant to FMLA, codified at Ark. Code Ann. §23-39-501 with Realty Mortgage Corporation and Todd Reynolds in full settlement based on allegations involving unlicensed loan activity.
LAKELAND BAY, INC.
04/30/2007
Order providing transactional exemption from registration for the proposed offering and sale of common stock pursuant to Ark. Code Ann. § 23-42-504(a)(12).