Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(8) as an institutional buyer.
CHARLES MARTON RUSK
09/07/2006
Order denying renewal application for a loan officer in light of the respondent submitting false and misleading information to the commissioner under the Arkansas Fair Mortgage Lending Act, Ark. Code Ann. § 25-39-501.
CHRISTOPHER A. HOGAN, A/K/A CHRIS HOGAN, A/K/A CHRIS BIG POPPA HOGAN, CRUNKLAND RECORDS, LTD., ROLFUND.COM, AND ALL PERSONS OR ENTITIES EMPLOYED BY OR OTHERWISE AFFILIATED WITH THEM
09/05/2006
Summary Order to Cease & Desist based on certain evidence in the Department’s possession which indicates that Chris Hogan, Crunkland Records, Ltd. and all persons or entities employed or otherwise affiliated with them either have engaged in or are about to engage in Acts that constitute violations of the provisions of the Arkansas Securities Department, Ark. Code Ann. § 23-42-101.
MARSHELL MILLER
08/31/2006
Consent order entered pursuant to the Arkansas Securities Act, Codified at Ark. Code Ann. § 23-42-101 in an agreement with the Department and Marshell Earl Miller in full settlement of all claims that could be brought against him by the staff.
WESLEY STEVEN SNODGRASS, FORMER PRESIDENT & OWNER OF TBS INVESTMENTS, INC. D/B/A AMERICAN RESIDENTIAL MORTGAGE
07/28/2006
Cease & Desist Order based on allegations that the respondent failed to comply with the licensing requirements of the Act including conducting business in the state without a loan officer license which is in violation of the order suspending license C-06-018-06-CD01.
KEITH W. THOMAS, INDIVIDUALLY & D/B/A FREEDOM NOTE LIQUIDATION
07/05/2006
Modification of Cease & Desist Order against Keith W. Thomas for violation of the FMLA, Ark. Cod Ann. § 23-39-501 affirming in part and overruling in part. Thomas will be granted a conditional loan officer license upon submission of a complete and correct application.
GLEN ROBERTSON, AN EMPLOYEE OF UNION MORTGAGE, INC.
05/31/2006
Cease & Desist Order based on allegations that the respondent has failed to comply with the proper licensing requirements of the Act and evidence that the respondent continued to conduct business within the state after the expiration of his license.
KEITH W. THOMAS, INDIVIDUALLY & D/B/A FREEDOM NOTE LIQUIDATION, HARRY RANDOLPH (RANDY) CROW, INDIVIDUALLY AMERICAN FINANCIAL MORTGAGE, INC.
05/16/2006
Order to Cease & Desist based on allegations of possible violations oft he Arkansas Fair Mortgage Lending Act, Ark. Code Ann. § 23-39-501.
NUSTAR MORTGAGE RESOURCES, LLC
05/05/2006
Order suspending license based on allegations that the respondent has failed to comply with the surety bonding requirements of the Fair Mortgage Lending Act.