Order Delegating Duties of the Commissioner temporarily to Deputy Commissioner.
Licensure of Garrett Steven Youngblood with State Farm Bank, F.S.B.
06/19/2018
Order approving licensure of Garrett Steven Youngblood with State Farm Bank, F.S.B.
RealtyShares 364, LLC
06/18/2018
Consent order entered against an issuer of covered securities for a late notice filing with the Department.
Ballcorps, LLC
05/30/2018
Consent order entered against an issuer of covered securities for a late notice filing with the Department.
Caddo Mountain Spring Water, LLC
05/29/2018
Consent order entered against an issuer of covered securities for a late notice filing with the Department.
Licensure of Mandy Ann Montgomery with State Farm Bank, F.S.B.
05/22/2018
Order approving licensure of Mandy Ann Montgomery with State Farm Bank, F.S.B.
Bluebird Sand, LLC, Anthony D. Stewart, F. Waylan Henley, Rebecca L. Henley, and Curtis Blane Johnson
05/18/2018
A consent order entered for sales of unregistered securities and the employment of an unregistered agent of the issuer. The respondents were assessed a fine of $15,000 payable within 30 days of the issuance of the order.
SoundFi Systems, LLC
05/15/2018
Consent order entered against an issuer of covered securities for a late notice filing with the Department.
RealtyShares 346, LLC
05/14/2018
Consent order entered against an issuer of covered securities for a late notice filing with the Department.