Order approving licensure of Samantha Jo Huchabee with State Farm Bank, F.S.B.
Yousuf Saljooki
04/05/2018
A consent order denying an application for registration as a broker-dealer agent due to a violation of the Arkansas Securities Act.
AFR Brokerage LLC and Antron F. Ramey
03/28/2018
A cease and desist order directing AFR Brokerage LLC and Antron F. Ramey to stop engaging in unregsitered broker-dealer and agent activity and to refrain from committing securities fraud in connection with the offer or sale of any security in Arkansas.
Sniffle Health Inc.
03/16/2018
Consent order entered concerning the failure to file a notice of exemption within 15 days pursuant to Rule 504.01(a)(13)(N).
Licensure of Tyler Max Garnett with State Farm Bank, F.S.B.
03/06/2018
Order approving licensure of Tyler Max Garnett with State Farm Bank, F.S.B.
Licensure of Jason Daniel Johnson with State Farm Bank, F.S.B.
03/06/2018
Order approving licensure of Jason Daniel Johnson with State Farm Bank, F.S.B.
Licensure of Brynn Anthony Hobbs with State Farm Bank, F.S.B.
02/28/2018
Order approving licensure of Brynn Anthony Hobbs with State Farm Bank, F.S.B.
CapRocq Core Holdings, L.P.
02/28/2018
Consent order entered against an issuer of covered securities for a late notice filing with the Department.