Order granting David Stringer conditional mortgage loan officer license with Union Home Mortgage Corp.
REGENT CUSTOMER CARE, LLC
11/10/2016
Consent order entered in connection with unlicensed money transmission activity in violation of the Arkansas Money Services Act.
VISIONQUEST CAPITAL LLC
11/08/2016
Consent order entered against an issuer of covered securities for a late notice filing with Department.
MADISON FUND VI, LLC
11/07/2016
Consent order entered against an issuer of covered securities for a late notice filing with the Department.
GRIDCO, INC.
11/04/2016
Consent order entered against an issuer of covered securities for a late notice filing with the Department.
OTCQX and OTCQB
11/04/2016
Order entered by the Arkansas Securities Commissioner approving manual exemptions.
MCDONALD PARTNERS LLC, CAMERON GLENN and KATHERINE KNIGHT
10/24/2016
Consent order entered for multiple violations of the Arkansas Securities Act concerning unregistered firm, branch and agent activity.
AKAMATSU FUND
10/20/2016
Consent order entered against an issuer of covered securities for a late notice filing with the Department.
LICENSURE OF MATTHEW ROBERT BODSON, WITH STATE FARM BANK, F.S.B.
10/20/2016
Order approving licensure of Matthew Robert Bodson with State Farm Bank, F.S.B.