Consent order entered in connection with a filing violation of the Arkansas Securities Act and Rules of the Arkansas Securities Commissioner as a notice filer for a covered security failed to file its Form D with the Department within the required time frame after the first sale in Arkansas.
QUICKEN LOANS, INC.
06/19/2013
Consent order entered in connection with unlicensed mortgage loan officer activity in violation of the Arkansas Fair Mortgage Lending Act.
HUNTER SCOTT FINANCIAL, LLC
06/18/2013
Consent order entered into for violations of the Arkansas Securities Act concerning the failure to properly disclose handling fees.
SENSUS HEALTHCARE, LLC
06/11/2013
Consent Order entered in connection with a filing violation of the Arkansas Securities Act and Rules of the Arkansas Securities Commissioner as a notice filer for covered securities failed to file its Form D with the Department within the required time frame after the first sale in Arkansas.
DW BBX DAVID GLENN 2, LP
06/11/2013
Consent order entered in connection with a filing violation of the Arkansas Securities Act and Rules of the Arkansas Securities Commissioner as a notice filer for a covered security failed to file its Form D with the Department within the required time frame after the first sale in Arkansas.
DW MULTIOP BAKKEN 1, LP
06/11/2013
Consent order entered in connection with a filing violation of the Arkansas Securities Act and Rules of the Arkansas Securities Commissioner as a notice filer for a covered security failed to file its Form D with the Department within the required time frame after the first sale in Arkansas.
DANIEL LEE SCHWIESOW
05/23/2013
Order approving a limited registration for Daniel Lee Schwiesow.
TOUCHPAY HOLDINGS, LLC
05/20/2013
Consent Order entered in connection with unlicensed money transmission activity in violation of the Arkansas Money Services Act.
ONSOMBLE, INC.
05/13/2013
Consent order entered in connection with a filing violation of the Arkansas Securities Act and Rules of the Arkansas Securities Commissioner as a notice filer for covered securities failed to file its Form D with the Department within the required time frame after the first sale in Arkansas.