Order approving licensure of Joey Brandon Ryburn with State Farm Bank, F.S.B.
THOMAS E. JAMES; TJAMES INVESTMENT SERVICES
05/03/2013
The Circuit Court of Pulaski County entered an Order against Thomas E. James and TJames Investment Services ordering the Defendants to pay restitution to an Arkansas investor and produce an accounting to the Court for funds expended.
LICENSURE OF DUANE ALLEN DAVIS, JR., WITH STATE FARM BANK, F.S.B.
04/29/2013
Order approving the licensure of Duane Allen Davis, Jr., with State Farm Bank, F.S.B.
LICENSURE OF JAY PAUL BERNARD, WITH STATE FARM BANK, F.S.B.
04/23/2013
Order approving the licensure of Jay Paul Bernard, with State Farm Bank, F.S.B.
VFG, LLC f/k/a VOYAGER FINANCIAL GROUP, LLC, ANDREW GAMBER, KEVIN MCNAY, ROBERT HENRY, and JONATHAN SHEETS
04/22/2013
Cease and desist order directing the parties to stop the offer and sale of securities in Arkansas and to refrain from further activity in violation of the Arkansas Securities Act.
THOMAS E. JAMES; TJAMES INVESTMENT SERVICES
04/19/2013
The Circuit Court of Pulaski County entered a Temporary Restraining Order against Thomas E. James and TJames Investment Services enjoining the Defendants from committing any further violations of the Arkansas Securities Act, enacting an asset freeze against the Defendants, and barring the Defendants from destroying any evidence related to the case.
NEWBRIDGE SECURITIES CORPORATION CRD NO. 104065
04/05/2013
Consent order entered into for violations of the Arkansas Securities Act concerning the failure to properly disclose handling fees.
LICENSURE OF LAUREN DOUCET, WITH STATE FARM BANK, F.S.B.
04/02/2013
Order approving licensure of Lauren Doucet with State Farm Bank, F.S.B.
LICENSURE OF SERENA SMITH, WITH STATE FARM BANK, F.S.B.
03/26/2013
Order approving licensure of Serena Smith with State Farm Bank, F.S.B.