Consent order entered in connection with a filing violation of the Arkansas Securities Act and Rules of the Arkansas Securities Commissioner as a notice filer for covered securities failed to file its Form D with the Department within the required time frame after the first sale in Arkansas.
BRETT IAN FRIEDBERG
02/05/2013
A consent order entered in connection with violations of the Arkansas Securities Act.
LICENSURE OF JACOB F. HAMBLETON, WITH STATE FARM BANK, F.S.B.
02/05/2013
Order approving licensure of Jacob F. Hambleton with State Farm Bank, F.S.B.
LICENSURE OF CLAY COMBS, WITH STATE FARM BANK, F.S.B.
01/29/2013
Order approving licensure of Clay Combs with State Farm Bank, F.S.B.
DEVAL, LLC
01/28/2013
Consent order entered concerning unlicensed mortgage loan servicing activity in violation of the Arkansas Fair Mortgage Lending Act.
KIMBERLY ANN BITTNER
01/18/2013
Order approving a limited agent registration for Kimberly Ann Bittner with the Solomon Fund.
HEIDI SUE HAVENS
01/16/2013
Order approving a limited agent registration for Heidi Sue Havens
SALIENT ZARVONA ENERGY FUND, L.P.
01/15/2013
Consent order entered in connection with a filing violation of the Arkansas Securities Act and Rules of the Arkansas Securities Commissioner as a notice filer for covered securities failed to file its Form D with the Department within the required time frame after the first sale in Arkansas.
LICENSURE OF JONATHAN HOOKS, WITH STATE FARM BANK, F.S.B.
01/08/2013
Order approving licensure of Jonathan Hooks with State Farm Bank, F.S.B.