Orders

Order approving licensure of Warren Edward Lasyone with State Farm Bank, F.S.B.

Order approving licensure with State Farm Bank, F.S.B.

Order approving licensure of Vikki Hudson with State Farm Bank, F.S.B.

Order declaring Arkansas Development Finance Authority an institutional buyer for a transactional exemption pursuant to Ark. Code Ann. § 23-42-504(a)(8).

Consent order entered with ProEquities, Inc., in connection with the Bankers Life and Casualty Company and BLC Financial Services, Inc. global settlement (Order No. S-12-0134-12-OR01), for engaging in conduct giving rise to liability under Section 23-42-308 of the Arkansas Securities Act.

Cease and desist order directing an exempt reporting adviser to not transact business in Arkansas as an investment adviser without being registered under the Act or otherwise complying with the Act.

Order for the revocation of the mortgage banker, mortgage broker, and mortgage servicer license of AmericaHomeKey, Inc., for failure to maintain a surety bond, failure to file a quarterly mortgage call report, failure to report a change of address, and multiple revocations of its mortgage lending license by other state regulators.

Consent order entered in connection with a filing violation of the Arkansas Securities Act and Rules of the Arkansas Securities Commissioner as a notice filer for covered securities failed to file its Form D with the Department within the required time frame after the first sale in Arkansas.

Order approving licensure of James Gowen with State Farm Bank, F.S.B.