Order directing Attorneys Law Group, Better Home Relief, and Scott B. Hayward to immediately cease and desist from all mortgage loan activity in Arkansas until properly licensed.
TRIATHLON AMERICA, INC.
08/15/2011
Consent order entered in connection with a filing violation of the Arkansas Securities Act and Rules of the Arkansas Securities Commissioner as a notice filer for covered securities failed to file its Form D with the Department within the required time frame after the first sale in Arkansas.
MICHAEL DANIEL GARDNER and GARDNER INSURANCE AGENCY, INC.
08/15/2011
The Circuit Court of Pulaski County issued an injunction and order of disgorgement against Michael Daniel Gardner and Gardner Insurance Agency Inc., enjoining the defendants from the offer or sale of securities until both the securities and the defendants are registered or are exempt from registration pursuant to the Arkansas Securities Act. The defendants were also ordered to disgorge commissions in the amount of $122,365.64 by paying that amount to the Pulaski County Circuit Clerk within thirty days of the date of the order. The Circuit Clerk is instructed to disburse the funds to investors according to a schedule attached to the order.
WILSON MORTGAGE LENDING, LLC
08/11/2011
Consent order entered in connection with violations of the Arkansas Fair Mortgage Lending Act concerning the failure to maintain a trust/escrow account and use a unique identifier.
REAL ASSET EQUITY INCOME FUND I, L.P.
08/08/2011
Consent order entered in connection with a filing violation of the Arkansas Securities Act and Rules of the Arkansas Securities Commissioner as a notice filer for covered securities failed to file its Form D with the Department within the required time frame after the first sale in Arkansas.
AFFORDABLE MORTGAGE, LLC
08/05/2011
Consent order entered in connection with Affordable Mortgage LLC’s late filing of an annual report with the Department.
NUMBLEBEE, LLC
08/05/2011
Consent order entered in connection with a filing violation of the Arkansas Securities Act and Rules of the Arkansas Securities Commissioner as a notice filer for covered securities failed to file its Form D with the Department within the required time frame after the first sale in Arkansas.
GPAL, INC. and BENJAMIN P. CANNON
07/26/2011
Order affirming the cease and desist order entered on February 4, 2011, pertaining to violations of the Arkansas Uniform Money Services Act.
NATHAN CALHOUN
07/26/2011
Consent order entered in connection with sales of unregistered MexBank pooled investments in violation of the Arkansas Securities Act.