Consent order entered in connection with a filing violation of the Arkansas Securities Act and Rules of the Arkansas Securities Commissioner as a notice filer for covered securities failed to file its Form D with the Department within the required time frame after the first sale in Arkansas.
HARRELL FINANCIAL SOLUTIONS
06/13/2011
Consent order entered in connection with Harrell Financial Solutions late filing of financial statements with the Department.
GID ASSOCIATES, INC. D/B/A GIDASSOCIATES.COM, GETIRAQIDINAR.COM, AND USACURRENCYEXCHANGE.COM
06/13/2011
Consent Order entered in connection with unlicensed currency exchange activity in violation of the Arkansas Money Services Act.
LINCOLN MORTGAGE INC.
05/23/2011
Consent order entered in connection with Lincoln Mortgage, Inc.’s late filing of an annual report with the Department.
FIRST AMERICAN MORTGAGE TRUST
05/23/2011
Consent order entered in connection with First American Mortgage Trust’s late filing of an annual report with the Department.
US DOC PREP, LLC
05/19/2011
A cease and desist order pertaining to violations of the Arkansas Fair Mortgage Lending Act concerning unliscened mortgage loan modification activity and the collection of advanced fees.
NATIONS FUNDING SOURCE, INC. and SOOKRANI SATTIE NARAIN
05/16/2011
Consent order entered suspending licenses and setting a civil penalty concerning violations of the Fair Mortgage Lending Act and the Rules of the Fair Mortgage Lending Act.
LARRY STIDMAN and COMPLETE BENEFIT SOLUTIONS, LLC
05/16/2011
Consent order entered with finding of unregistered investment adviser activity by a licensed insurance agent in violation of the Arkansas Securities Act.
HOUSE GAME PRODUCTION, LLC
05/09/2011
Consent order entered in connection with a filing violation of the Arkansas Securities Act and Rules of the Arkansas Securities Commissioner as a notice filer for covered securities failed to file its Form D with the Department within the required time frame after the first sale in Arkansas.