Order providing transactional exemption from registration for the proposed offering and sale of common stock pursuant to Ark. Code Ann. § 23-42-504(a)(12).
AMORTGAGELINK, LLC LICENSE NO. 11728
04/24/2007
Order suspending license based on allegations that the respondent failed to comply with the surety bond requirements of the FMLA.
AMERICAN DREAM MORTGAGE, LLC LICENSE NO. 29639
04/24/2007
Order suspending license based on allegations that the respondent failed to comply with the surety bond requirements of the FMLA.
AMERICAN FINANCIAL PRODUCTS. LTD. LICENSE NO. 11677
04/09/2007
Order suspending license based on allegations that the respondent has failed to comply with the surety bond requirements and payment of accrued late fees of the FMLA.
WILSON FLYING SERVICES, INC.
04/09/2007
Order providing transactional exemption from registration requesting that the proposed offering and sale of capital stock to Terry Wilson.
ARKANSAS LENDING GROUP, LLC LICENSE NO. 27158
03/27/2007
Order suspending license based on allegations that the respondent failed to comply with the surety bonding requirements of the FMLA.
WACHOVIA FINANCIAL GROUP
03/21/2007
Consent Order for the sole purpose of settling the matter discussed stating that WCM will cease and desist from violating Ark. Code Ann. § 23-42-308(a)(2)(J) of the Arkansas Securities Act.
AMERICANS FOR LAWFUL FINANCIAL INDEPENDENCE & INFORMATION, MY ICIS, INC., WAYNE HICKS, LORI HICKS AND ALL PERSONS EMPLOYED BY OR OTHERWISE AFFILIATED WITH THOSE ENTITIES OR THOSE PERSONS
02/23/2007
Cease & Desist Order based on evidence received by the Department which indicates Americans for Lawful Financial Independence & Information, My Icis, Inc., Wayne Hicks and Lori Hicks have violated provisions of the Arkansas Securities Act, Ark. Code Ann. § 23-42-101.
KEITH W. THOMAS
02/23/2007
Summary Order entered pursuant to the terms and conditions of Order NO. C-05-037-06-OR01 stating the conditional loan officer license granted to Keith W. Thomas is revoked and the respondent is ordered to cease and desist from all mortgage loan activity.