Request for cease and desist order concerning violations of the Arkansas Securities Act involving the sale of unregistered securities and securities fraud.
THE HOME BUSINESS CORPORATION d/b/a EMAILWE.COM COMMUNICATIONS; DARELL WOODARD; AND MARVIN JACKSON
02/07/2011
Amended request for an order directing The Home Business Corporation d/b/a Emailwe.com Communications; Darell Woodard and Marvin Jackson to cease and desist from selling and/or offering unregistered securities and engaging in any fraudulent activity in connection with the offer or sale of any securities in Arkansas.
SELECT DEBT SOLUTIONS, INC.
02/03/2011
Request for cease and desist order concerning violations of the Arkansas Fair Mortgage Lending Act.
GPAL, INC, AND BENJAMIN P. CANNON
02/02/2011
Request for cease and desist order concerning violations of the Arkansas Money Services Act.
NATIONAL RELIEF GROUP, INC.
01/28/2011
Request for cease and desist order concerning violations of the Arkansas Fair Mortgage Lending Act.
CAPITAL MARKETS ADVISORY, LLC, f/k/a CARR MILLER CAPITAL INVESTMENTS, LLC, and BRIAN PATRICK CARR
10/29/2010
An administrative complaint filed by the Staff alleging the offer and sale of unregistered securities and seeking fines and revocation of the registration of both respondents.
CARR MILLER CAPITAL, LLC; CAPITAL MARKETS ADVISORY, LLC, f/k/a CARR MILLER CAPITAL INVESTMENTS, LLC; EVERETT CHARLES FORD MILLER; and BRIAN PATRICK CARR
10/29/2010
Amended request for a cease and desist order finding that Carr Miller Capital, LLC, and Everett Charles Ford Miller offered and sold unregistered securities, and finding that Capital Markets Advisory, LLC, f/k/a Carr Miller Capital Investments, LLC, and Brian Patrick Carr transacted business as an unregistered broker-dealer in offering and selling unregistered securities as the agent of Carr Miller Capital, LLC, and ordering that all respondents cease and desist from such activities.
EXPERT FINANCIAL SERVICES, INC. AND RICK WHITE, SR.
09/22/2010
Amended request for a cease and desist order concerning unlicensed mortgage loan activity.
ARIA & ASSOCIATES, INC. “AMERICAN LOAN ASSISTANCE” AND ALEX CORTEZ
08/16/2010
A request for a cease and desist order against Aria & Associates, Inc. “American Loan Assistance” and Alex Cortez.