Request for cease and desist order concerning violations of the Arkansas Money Services Act.
NATIONAL RELIEF GROUP, INC.
01/28/2011
Request for cease and desist order concerning violations of the Arkansas Fair Mortgage Lending Act.
CAPITAL MARKETS ADVISORY, LLC, f/k/a CARR MILLER CAPITAL INVESTMENTS, LLC, and BRIAN PATRICK CARR
10/29/2010
An administrative complaint filed by the Staff alleging the offer and sale of unregistered securities and seeking fines and revocation of the registration of both respondents.
CARR MILLER CAPITAL, LLC; CAPITAL MARKETS ADVISORY, LLC, f/k/a CARR MILLER CAPITAL INVESTMENTS, LLC; EVERETT CHARLES FORD MILLER; and BRIAN PATRICK CARR
10/29/2010
Amended request for a cease and desist order finding that Carr Miller Capital, LLC, and Everett Charles Ford Miller offered and sold unregistered securities, and finding that Capital Markets Advisory, LLC, f/k/a Carr Miller Capital Investments, LLC, and Brian Patrick Carr transacted business as an unregistered broker-dealer in offering and selling unregistered securities as the agent of Carr Miller Capital, LLC, and ordering that all respondents cease and desist from such activities.
EXPERT FINANCIAL SERVICES, INC. AND RICK WHITE, SR.
09/22/2010
Amended request for a cease and desist order concerning unlicensed mortgage loan activity.
ARIA & ASSOCIATES, INC. “AMERICAN LOAN ASSISTANCE” AND ALEX CORTEZ
08/16/2010
A request for a cease and desist order against Aria & Associates, Inc. “American Loan Assistance” and Alex Cortez.
RELIEF LAW CENTER D/B/A USA LOAN AUDITORS
07/27/2010
Request for a cease and desist order concerning Relief Law Center d/b/a USA Loan Auditors’ solicitation to modify mortgage loans.
LENDXFINANCIAL, LLC
07/14/2010
A request for revocation or suspension of license and hearing concerning LendxFinancial’s failure to file audited financial statements and an annual report of mortgage activity with the Department.
ALLEN MORTGAGE, LLC
07/14/2010
A request for revocation or suspension of license and hearing concerning Allen Mortgage, LLC’s failure to file annual report of mortgage activity with the Department.