Request for a cease and desist order in connection with violations of the Arkansas Securities Act.
DUNWELL CORPORATION, and PRESTON ENERGY, INC.
12/13/2012
Request for cease and desist order in connection with violations of the Arkansas Securities Act with 4 exhibits attached.
UNITED STATES OIL&GAS CORP; OMAR PLUMMER; ALEX TAWSE
12/04/2012
Request for cease and desist order in connection with violations of the Arkansas Securities Act.
BRETT IAN FRIEDBERG
11/30/2012
A complaint file by the Staff in connection with alleged violations of the Arkansas Securities Act.
JADE ASSET ADVISORS
11/29/2012
Request for a cease and desist order in connection with violations Arkansas Securities Act.
BROWN DOG FINANCIAL, LLC
11/08/2012
Request for a cease and desist order in connection with violations of the Arkansas Securities Act.
JOHN THOMAS FINANCIAL, INC.
09/19/2012
Complaint filed in connection with violations of the Arkansas Securities Act.
WALLACE J. LETTRELL, JR., TO LOVE GOD, LLC, d/b/a POP-N-SHOTS, and THE LITTRELL GROUP
08/03/2012
Request for cease and desist order in connection with violations of the Arkansas Securities Act.
AMERICAHOMEKEY, INC,
07/24/2012
A request for Summary Suspension of License, Revocation of License, and Hearing.