A complaint filed by the staff against Nathalo Menendez in connection with alleged violations of the Arkansas Securities Act.
CURA CONSULT & ASSOCIATED COMPANIES AND MICHAEL G. SHOOK
04/11/2014
Amended request for cease and desist order filed in connection with violations of the Arkansas Securities Act.
CURA CONSULT & ASSOCIATED COMPANIES AND MICHAEL G. SHOOK
04/08/2014
Request for cease and desist order filed in connection with violations of the Arkansas Securities Act.
JEREMIAH CUMMINGS, FOR HIS GLORY INTERNATIONAL RECORDS and DePHIL INTERNATIONAL RECORDS
03/27/2014
Request for cease and desist order filed in connection with violations of the Arkansas Securities Act.
A.J.S., LLC and JOHN SCOTT VISE
03/24/2014
Request for cease and desist order in connection with violations of the Arkansas Securities Act.
MICHAEL HAZEN MARTIN
03/20/2014
A complaint filed by the staff against Michael Hazen Martin in connection with alleged violations of the Arkansas Securities Act.
VFG, LLC, f/k/a VOYAGER FINANCIAL GROUP, LLC, and RICHARD YOUNKMAN
03/14/2014
Second request for cease and desist order for violations of the Arkansas Securities Act.
SALVATORE GIOE
03/12/2014
A complaint filed by the staff against Salvatore Gioe in connection with alleged violations of the Arkansas Securities Act.
WILLIAM DAVID CRAIN
02/27/2014
A complaint filed for suspension or revocation of registrations for failure and refusal to cooperate during an onsite examination.