An amended request for a cease and desist order 1) finding that all respondents had sold unregistered securities by means of securities fraud and that respondent Gardner had also acted as an unregistered broker-dealer and 2) ordering the respondents to immediately cease and desist from such activities.
A request for a cease and desist order concerning unregistered investment advisory activities of James Robert Crawford d/b/a Safety of Seniors, Inc.
A request for an order against Satonya Ford to cease and desist from all mortgage loan brokering activities in Arkansas until properly licensed.
A request for a cease and desist order 1) finding that the respondents, while acting as unregistered agents of the issuer, had sold unregistered securities by means of securities fraud and 2) ordering the respondents to immediately cease and desist from such activities.
A request for an order directing Robert Cornel Nicorici to cease and desist from unlicensed loan brokering activities in Arkansas.
An amended complaint filed by the Department for Robert Kyle Stewart to cease and desist from any further actions in the state of Arkansas in connection with the offer or sale of securities until properly registered.
A complaint filed by the Department to revoke the broker-dealer agent and investment adviser representative registrations of Robert Kyle Stewart.
A Request for Revocation of License and Hearing
