A request for issuance of a Cease and Desist Order against respondents for the sale of unregistered securities and advertising the sale of its unregistered securities.
GLOBAL PARTNERS CAPITAL/ASIA PACIFIC ENERGY, INC.
07/24/2008
A request for issuance of a Cease and Desist Order against respondents for the sale of unregistered oil and gas scheme.
CHAR-RAN COMPANY, LLC
07/21/2008
A request for issuance of a Cease and Desist Order against respondents for the sale of unregistered securities.
BOARDWALK MORTGAGE GROUP, LLC, (FORMERLY KNOWN AS BENTON MORTGAGE GROUP, LLC), LICENSE NO. 28263, AND; SAMAUEL AARON MITCHELL, LICENSE NO. 31382, AND; KEVIN RYAN ABERNATHY, LICENSE NO. 29408
07/01/2008
First Amended Request For Revocation of Licenses and Hearing
TIMOTHY ALONZA LILLY, d/b/a/ COVENANT SENIOR ADVISORS, LLC
06/30/2008
A Request for a Cease and Desist Order
TIMOTHY ALONZA LILLY, DAVID LARRY PUCKETT, JOE A. RICHARDS and FIRST FIDELITY FINANCIAL GROUP OF MAUMELLE, LLC
05/23/2008
Request for Cease and Desist Order against respondents for sale of unregistered securities or investment contracts involving certificates of deposit that offered a promotional incentive to obtain a bonus yield.
BOARDWALK MORTGAGE GROUP, LLC LICENSE NO. 28263 (FORMERLY KNOWN AS BENTON MORTGAGE GROUP, LLC) SAMUEL AARON MITCHELL LICENSE NO. 31382 KEVIN RYAN ABERNATHY LICENSE NO. 29408
04/02/2008
A Request for Revocation of Licenses and Hearing.
DEOCAP CORPORATION LICENSE NO. 35903
02/25/2008
A Request for Revocation of License and for Temporary Suspension of License pending the hearing.