A complaint filed to suspend or revoke registrations and impose fines or entry of a cease and desist order against the respondents.
CAMBRIDGE LEGACY SECURITIES, L.L.C.. CAMBRIDGE LEGACY ADVISORS, INC., HENRY HORACE”BUSTER” GODBEE, III, and ALEX LANCE WITTENBURG
02/28/2012
IVOL R. GREEN and ENTERPRISE WORLD TRUST, LLC
02/17/2012
Amended request for a cease and desist order regarding violations of the Arkansas Securities Act.
CHRISTOPHER COLLIER
12/29/2011
A complaint filed to take action regarding the registrations of Christopher Jerome Collier.
HERITAGE PACIFIC FINANCIAL, LLC
12/06/2011
Request for cease and desist order concerning violations of the Arkansas Securities Act for the sale of unregistered securities.
RINDA L. UNDERWOOD, BUDGET REPAIRED, INC. d/b/a I’M NOT LEAVING and DAVID GEORGE
08/23/2011
Request for a cease and desist order concerning unlicensed mortgage loan activity.
ATTORNEYS LAW GROUP, BETTER HOME RELIEF, AND SCOTT B. HAYWARD
08/08/2011
Request for a cease and desist order concerning unlicensed mortgage loan activity.
TOM D. FLORES
06/14/2011
A. Heath Abshure, Arkansas Securities Commissioner, filed a complaint in Circuit Court of Pulaski County, Arkansas against Tom D. Flores for permanent injunction to enforce order, civil fine, and for acillary relief.
US DOC PREP, LLC
05/13/2011
Request for cease and desist order concerning violations of the Arkansas Fair Mortgage Lending Act.
THEVISIONGRP, INC., VGRT, INC., JOE E. VINCENT, II, AND SAMANTHA SHERMAN
04/27/2011
Request for cease and desist order concerning violations of the Arkansas Securities Act involving the sale of unregistered securities and securities fraud.