A request for a cease and desist order concerning unlicensed mortgage loan activity.
21st CENTURY LEGAL SERVICES, INC., SANDY AYALA A/K/A SANDI AYALA, AND MICHAEL HERRIED
06/23/2009
ENSURAPET, INC., F/K/A VSURANCE, INC., W. RUSSELL SMITH, JOHN MATHIS LILE, III; ROBERT MORGAN PILE, AND JAY W. DAVIDSON
06/09/2009
A request for a cease and desist order concerning the sale of unregistered securities by Ensurapet, Inc., F/K/A Vsurance, Inc., W. Russell Smith, John Mathis Lile, III, Robert Morgan Pile, and Jay W. Davidson as well as the sale of securities by an unregistered agent, William Russell Smith.
DAWN TAYLOR POWELL AND POWELL & DREES, INC.
06/08/2009
A request for a cease and desist order finding that the respondents have acted as unregistered investment advisers and ordering them to cease and desist from such activities.
JOHN W. RUSTIN, JR.
06/04/2009
An amended request for a cease and desist order finding that John W. Rustin, Jr. had sold unregistered securities by means of securities fraud and ordering that Rustin cease and desist from such activities.
JOHN W. RUSTIN, JR.
06/01/2009
A request for a cease and desist order finding that John W. Rustin, Jr. had sold unregistered securities by means of securities fraud and ordering that Rustin cease and desist from such activities.
GREENLEAF COMPANIES, LLC, ERIC C. GAGNEPAIN AND MISTY PERKINS
05/13/2009
An amended request for a cease and desist order concerning the sale of unregistered securities by Greenleaf, Gagnepain and Perkins through the use of fraud.
TERRY MITCHELL, d/b/a ADVANTAGE FINANCIAL SERVICES
04/10/2009
A. Heath Abshure, Arkansas Securities Commissioner, filed a second amended complaint in the Circuit Court of Pulaski County, Arkansas against Terry Mitchell, d/b/a Advantage Financial Services.
WILLIAM O. HALL
03/26/2009
A request for an order against William O. Hall to cease and desist from all mortgage loan brokering activities in Arkansas until properly licensed.
GREENLEAF COMPANIES, LLC, ERIC C. GAGNEPAIN AND MISTY PERKINS
03/23/2009
A request for a cease and desist order concerning the sale of unregistered securities by Greenleaf, Gagnepain and Perkins through the use of fraud.